Daniel Helmer

Operations Manager

What is your professional focus?

My main focus is to enhance the client experience by processing operational requests in a timely and efficient manner, while maintaining the highest compliance and governance standards.

What is your greatest accomplishment?

After proving myself, to not only achieve, but exceed the highest of client service standards, I successfully obtained the Series 7, 66 held through LPL and Group 1 Licenses.

What are your values and how do they inform your career?

Positivity, Honesty, Integrity, Accuracy, Efficiency, and the Willingness to Help Others, are of paramount importance in ALL areas of my life, especially my career.

What is a fun, unique fact about yourself that people likely don’t know?

I have swam with dolphins in the wild. Though, I didn’t do it on porpoise. (See what I did there)

What is your favorite motivational quote?

“Find a need and fill it. Successful businesses are founded on the needs of people.” – A. G. Gaston



Ken Stansbury
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Eli Ramirez
LPL Financial Advisor

Mary Shirer Romagosa
Client Services Associate

Stephen Hardey
LPL Administrative Assistant

Eliza Aguayo
Client Service Specialist

James Dupuis
LPL Representative

Joseph Altic
Managing Partner

Andrew Ruzicka
Operations Director

Karey Pheney
Branch Operations Manager

Daniel Helmer
Operations Manager

Dan Bagot
Client Relationship Manager

Andy Hayes
Director Business Development | Marketing

Sogol Javan Oskouei
Wealth Manager Assistant

Emily Altic
Marketing Manager

Frank Lindwedel
Wealth Manager Assistant

Arnold Schmale
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